Portfolio Management

Wave & Breakout L.L.C. (hereinafter “ W & B ”) is a Limited Liability Company organized in the State of Illinois. The firm was formed in April 2011, registered as an investment adviser in April 2018 and the principal owner is William P. Hackett.

Types of Advisory Services:

Portfolio Management Services

W & B offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client. W &B creates an Investment Policy Statement for each client, which outlines the client’s current situation (income, tax levels, and risk tolerance levels) and then constructs a plan to aid in the selection of a portfolio that matches each client’s specific situation.

 

Methods of Analysis and Investment Strategies

Methods of Analysis

W &B’s methods of analysis include Charting analysis, Cyclical analysis, Fundamental analysis and Technical analysis.

  1. Charting analysis involves the use of patterns in performance charts. W & B uses this technique to search for patterns used to help predict favorable conditions for buying and/or selling a security.
  2. Cyclical analysis involves the analysis of business cycles to find favorable conditions for buying and/or selling a security.
  3. Fundamental analysis involves the analysis of financial statements, the general financial health of companies, and/or the analysis of management or competitive advantages.
  4. Technical analysis involves the analysis of past market data; primarily price and volume.

 

Investment Strategies

W &B uses long term trading, short term trading, short sales, margin transactions and options trading (including covered options, uncovered options, or spreading strategies).

Investing in securities involves a risk of loss that you, as a client, should be prepared to bear